DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
T•••• T••••••••
Feed of 09/15/2026
Also filed as T•••• G••••••••• T••••••••• A•• G••••••••• A•• T••••••••
At current firm
7 y
since Oct 22, 2018
In the industry
28 y
since Feb 4, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• T•••• S••••••••• I••• BD affiliated currentsince Oct 22, 2018 · St. Petersburg, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedFeb 1, 2008 to Apr 19, 2011 · Tampa, Fl
- A••••••• W••••• S•••••••• L•• unclassifiedFeb 20, 2007 to Aug 7, 2007 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 4, 1998 to Jul 31, 2002 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to F•••• T•••• S••••••••• I•••left Apr 19, 2011, registered Oct 22, 2018 (2743 days) · Other
- A••••••• W••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 7, 2007, registered Feb 1, 2008 (178 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to A••••••• W••••• S•••••••• L••left Jul 31, 2002, registered Feb 20, 2007 (1665 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address