DFX Intelligence
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Registered advisor
W•• A•••• O••••
Feed of 09/14/2026
Also filed as W•• A•••• O••••
At current firm
2 y
since Aug 19, 2024
In the industry
40 y
since Jan 1, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 19, 2024 · Dodge City, Ks
- E••••• J•••• national BDNov 7, 2006 to Jul 25, 2024 · Dodge City, Ks
- W•••••• • R••• formerApr 9, 1998 to May 2, 2003 · Dodge City, Ks
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Jul 25, 2024, registered Aug 19, 2024 (25 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to E••••• J••••left May 2, 2003, registered Nov 7, 2006 (1285 days) · Other
Signals
- ••• LockedJul 25, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address