DFX Intelligence
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Registered advisor
D•••• R••• H•••••••
Feed of 09/14/2026
Also filed as D•••• R• H•••••••
At current firm
22 y
since Aug 5, 2004
In the industry
28 y
since Feb 12, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Aug 5, 2004 · Greensboro, Nc
- G•••••••• F••••••••• I•• unclassifiedOct 31, 2003 to Aug 6, 2004 · Asheville, Nc
- V•••• F•••••••• A•••••••• I••• BD affiliatedDec 31, 2001 to Aug 7, 2002 · Durham, Nc
Moves
a registration end followed by a registration begin elsewhere
- G•••••••• F••••••••• I•• to V•••• F•••••••• A•••••••• I•••left Aug 6, 2004, registered Aug 5, 2004 (-1 days) · Other
- V•••• F•••••••• A•••••••• I••• to G•••••••• F••••••••• I••left Aug 7, 2002, registered Oct 31, 2003 (450 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address