DFX Intelligence
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Registered advisor
J•••• C••••• K•••••
Feed of 09/14/2026
Also filed as J•••• K••••••••• C• K•••••
At current firm
2 y
since Jun 24, 2024
In the industry
32 y
since Jan 1, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 24, 2024 · Clarks Summit, Pa
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Jun 27, 2024 · Clarks Summit, Pa
- S•••••••• F••••••••• I••• formerMay 2, 2018 to Sep 1, 2023 · Clarks Summit, Pa
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Jun 27, 2024, registered Jun 24, 2024 (-3 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address