DFX Intelligence
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Registered advisor
J•• D•••• L•••••••••
Feed of 09/15/2026
At current firm
11 y
since Jan 28, 2015
In the industry
26 y
since Mar 14, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jan 28, 2015 · Brookfield, Wi
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Sep 28, 2009 · Pewaukee, Wi
- B••• O•• S••••••••• C••••••••• unclassifiedApr 29, 2004 to Jul 6, 2005 · Racine, Wi
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to A••••• A•• P••••••• S•••••••left Sep 28, 2009, registered Jan 28, 2015 (1948 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address