DFX Intelligence
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R•••••• B•••• G•••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 18 y
- In the industry
- 28 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 24, 2008
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jun 24, 2008 · Mclean, Va
- A••••••••• F•••••••• S•••••••• L•• national BDOct 21, 1998 to Jun 20, 2008 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Jun 20, 2008, registered Jun 24, 2008 (4 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address