DFX Intelligence
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Registered advisor
K••••••• M• D••••
Feed of 09/15/2026
Also filed as K•• S••••••••• M•••• S••••••••• M•••• D••••
At current firm
0 y
since Mar 13, 2026
In the industry
28 y
since Jun 30, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Mar 13, 2026 · Greenwood Village, Co
- C••••• A•••••• N••••••• L•• formerMay 12, 2004 to Jul 6, 2005 · Golden, Co
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to E•••••• A••••••• G••••• L••left Jul 6, 2005, registered Mar 13, 2026 (7555 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address