DFX Intelligence
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Registered advisor
E••• R• P••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
3 y
since Jun 29, 2023
In the industry
28 y
since Jul 7, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Matteson, Il
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 26, 2009 to Mar 16, 2011 · Homewood, Il
- M•• F•••••••• S•••••••• I••• formerJun 19, 2002 to Jul 22, 2008 · Aurora, Il
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Mar 16, 2011, registered Jun 29, 2023 (4488 days) · Other
- M•• F•••••••• S•••••••• I••• to V••• F•••••••• A•••••••• I•••left Jul 22, 2008, registered Mar 26, 2009 (247 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address