DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
B•••• F•••••• C••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as B•••• C••••••
At current firm
11 y
since May 26, 2015
In the industry
28 y
since Jun 30, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince May 26, 2015 · Nashua, Nh
- C•••••• I••••••••• M••••••••• L•• unclassifiedFeb 1, 2011 to Dec 11, 2024 · Nashua, Nh
- C•••••• I••••••••• M••••••••• L•• unclassifiedApr 4, 2005 to Dec 31, 2010 · Nashua, Nh
- L•• F•••••••• L•• BD affiliatedAug 14, 2000 to May 21, 2015 · Bow, Nh
Moves
a registration end followed by a registration begin elsewhere
- C•••••• I••••••••• M••••••••• L•• to C••••••••• F•••••••• N••••••left Dec 11, 2024, registered May 26, 2015 (-3487 days) · Other
- L•• F•••••••• L•• to C•••••• I••••••••• M••••••••• L••left May 21, 2015, registered Feb 1, 2011 (-1570 days) · Other
Signals
- ••• LockedDec 11, 2024 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address