DFX Intelligence
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Feed of 09/14/2026
Also filed as D•••• N• L•••••
At current firm
6 y
since May 22, 2020
In the industry
28 y
since Jun 15, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 22, 2020 · Mclean, Va
- U•• F•••••••• S••••••• I••• wirehouseSep 21, 2007 to Jun 19, 2020 · Mclean, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 13, 1998 to Oct 4, 2007 · Mclean, Va
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 19, 2020, registered May 22, 2020 (-28 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Oct 4, 2007, registered Sep 21, 2007 (-13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address