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Registered advisor
R••••• W•••••• T•••
Feed of 09/14/2026
Also filed as R••••• W• T•••
At current firm
16 y
since Sep 22, 2010
In the industry
27 y
since Jan 20, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Sep 22, 2010 · Berkeley Heights, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Sep 27, 2010 · Westfield, Nj
- C••••••• I••••••••• S••••••• unclassifiedFeb 16, 2007 to May 29, 2007 · Westfield, Nj
- C•••• I••••••••• S••••••• C•••• formerDec 7, 2005 to Nov 22, 2006 · Madison, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 30, 2005 to Oct 3, 2005 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to V•••• F•••••••• A•••••••• I•••left Sep 27, 2010, registered Sep 22, 2010 (-5 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to C••••••• I••••••••• S•••••••left Nov 22, 2006, registered Feb 16, 2007 (86 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Oct 3, 2005, registered Dec 7, 2005 (65 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address