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Registered advisor

T••••••• M•••••• B•••••

M••••• S••••••wirehouseSioux Falls, Sddual registrantIAPD 3060887
Feed of 09/14/2026
At current firm
17 y
since Jun 1, 2009
In the industry
28 y
since Jun 3, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • M••••• S•••••• • C•• L•• unclassified
    Apr 2, 2007 to Jun 1, 2009 · Sioux Falls, Sd
  • M••••• S•••••• D• I••• unclassified
    Mar 4, 2003 to Apr 2, 2007 · Sioux Falls, Sd
  • U•• F•••••••• S••••••• I••• wirehouse
    Sep 15, 2000 to Feb 26, 2003 · Sioux Falls, Sd
Moves
a registration end followed by a registration begin elsewhere
  • M••••• S•••••• • C•• L•• to M••••• S••••••
    left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
  • M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
    left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
  • U•• F•••••••• S••••••• I••• to M••••• S•••••• D• I•••
    left Feb 26, 2003, registered Mar 4, 2003 (6 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Wirehousederived
Years in industry
28derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address