DFX Intelligence
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E••• E••••• E•••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 16 y
- In the industry
- 28 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 15, 2010
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jun 15, 2010 · Pittsburg, Pa
- W••••• M••••••••• P•••••••• L•• unclassifiedJan 18, 2002 to Oct 21, 2009 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- W••••• M••••••••• P•••••••• L•• to C••••••••• F•••••••• N••••••left Oct 21, 2009, registered Jun 15, 2010 (237 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address