DFX Intelligence
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S••••• L••••••• W•••••
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 1 y
- In the industry
- 25 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 25, 2025
As of · the IAPD feed
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 25, 2025 · Austin, Tx
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMay 2, 2001 to Dec 9, 2004 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- L••• M•••• W••• W•••••• I••••••••• to A••••• A•• P••••••• S•••••••left Dec 9, 2004, registered Jun 25, 2025 (7503 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address