DFX Intelligence
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Registered advisor
R•••••• C•••••••• E••••••
Feed of 09/14/2026
Also filed as B•••• E••••••••• C• E••••••
At current firm
8 y
since Sep 5, 2018
In the industry
25 y
since Nov 24, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 5, 2018 · Bal Harbour, Fl
- U•• F•••••••• S••••••• I••• wirehouseOct 9, 2017 to Aug 21, 2018 · Hallandale Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to T••••• A••••••• S•••••••• I•••left Aug 21, 2018, registered Sep 5, 2018 (15 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address