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Registered advisor
M•••••• R•• R•••••••
Feed of 09/14/2026
Also filed as M•••••• R•• R••••••••• R•••••••
At current firm
5 y
since Oct 2, 2020
In the industry
27 y
since Dec 22, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Oct 2, 2020 · San Rafael, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 25, 2008 to Oct 23, 2020 · Santa Rosa, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jul 31, 2008 · Santa Rosa, Ca
- M••••• S•••••• D• I••• unclassifiedJan 1, 1999 to Apr 2, 2007 · San Rafael, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Oct 23, 2020, registered Oct 2, 2020 (-21 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Jul 31, 2008, registered Jul 25, 2008 (-6 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address