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Registered advisor
B••••••• A•••••••• O•••••
Feed of 09/14/2026
Also filed as B••••••• A•••••••• O••••••••• A•••••••• O••••••••• A•••••••• O••••• I••
At current firm
8 y
since Dec 7, 2017
In the industry
28 y
since Sep 4, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 7, 2017 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 28, 2009 to Dec 11, 2017 · Savannah, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 28, 2003 to Feb 5, 2009 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Dec 11, 2017, registered Dec 7, 2017 (-4 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 5, 2009, registered Jan 28, 2009 (-8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address