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Registered advisor
R••••• M•••••• F•••••••
Feed of 09/14/2026
Also filed as R••••• M•••••• F••••••••• F••••••••• M•••••• F•••••••
At current firm
13 y
since Dec 3, 2012
In the industry
28 y
since Aug 11, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Dec 3, 2012 · Reston, Va
- S•••••••• A••••••• L•• national BDJan 11, 2008 to Nov 9, 2012 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 5, 2006 to Sep 18, 2007 · La Jolla, Ca
- T• A••••••••• I••• formerApr 25, 2006 to Sep 18, 2007 · La Jolla, Ca
- Q•••• • R•••••• I••• unclassifiedNov 21, 2002 to Feb 10, 2003 · Rancho Bernardo, Ca
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Nov 9, 2012, registered Dec 3, 2012 (24 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••• to S•••••••• A••••••• L••left Sep 18, 2007, registered Jan 11, 2008 (115 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• A••••••• L••left Sep 18, 2007, registered Jan 11, 2008 (115 days) · Other
- Q•••• • R•••••• I••• to T• A••••••••• I•••left Feb 10, 2003, registered Apr 25, 2006 (1170 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address