DFX Intelligence
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Registered advisor
K••••••• B••••••• S••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as K••• S••••••••• B••••••• S••••••••• F••••••• B•••••••
At current firm
4 y
since Dec 2, 2021
In the industry
28 y
since Jul 31, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Dec 2, 2021 · Hemphill, Tx
- E••••• J•••• national BDNov 1, 2012 to Dec 3, 2021 · Farmington, Nm
- E••••• J•••• national BDJan 19, 2007 to Apr 4, 2012 · Devine, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to K••••• A••••••• S•••••••• L••left Dec 3, 2021, registered Dec 2, 2021 (-1 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address