DFX Intelligence
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Registered advisor
M•••••• A••• B••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/15/2026
Also filed as M••• B••••••
At current firm
17 y
since Feb 13, 2009
In the industry
31 y
since May 1, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
15
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Feb 13, 2009 · Rye Brook, Ny
- A••••••••• A•••••••• I••• unclassifiedJul 7, 2006 to Dec 26, 2018 · Nanuet, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••••• I••• to O•••• W•••••• I•••left Dec 26, 2018, registered Feb 13, 2009 (-3603 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address