DFX Intelligence
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Registered advisor
O••••• E• K••
Feed of 09/14/2026
Also filed as A••• K•••••••• E••••• K••
At current firm
13 y
since Dec 4, 2012
In the industry
25 y
since Feb 28, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Dec 4, 2012 · Conshohocken, Pa
- M••••• S•••••• wirehouseFeb 8, 2011 to Dec 5, 2012 · Philadelphia, Pa
- U•• F•••••••• S••••••• I••• wirehouseDec 6, 2004 to Dec 20, 2005 · Philadelphia, Pa
- U•• F•••••••• S••••••• I••• wirehouseApr 5, 2002 to Jul 29, 2002 · Weehawken, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to S•••••• N••••••• • C••••••• I•••••••••left Dec 5, 2012, registered Dec 4, 2012 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Dec 20, 2005, registered Feb 8, 2011 (1876 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address