DFX Intelligence
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Registered advisor
N•••• M••••••• S••••••
Feed of 09/14/2026
Also filed as N•••• M• K••••••••• M••••••• K•••••••
At current firm
8 y
since Sep 27, 2017
In the industry
27 y
since Jan 1, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 27, 2017 · Atlanta North Point, Ga
- F•••• W•••••• I••••••••• A•••••••• L•• unclassifiedOct 24, 2006 to Dec 15, 2011 · Boulder, Co
- R••••••••• C• unclassifiedJan 1, 1999 to Dec 14, 2006 · Boulder, Co
Moves
a registration end followed by a registration begin elsewhere
- F•••• W•••••• I••••••••• A•••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Dec 15, 2011, registered Sep 27, 2017 (2113 days) · Other
- R••••••••• C• to F•••• W•••••• I••••••••• A•••••••• L••left Dec 14, 2006, registered Oct 24, 2006 (-51 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address