DFX Intelligence
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Registered advisor
K••• R••••• B•••••••
Feed of 09/15/2026
At current firm
1 y
since Aug 11, 2025
In the industry
27 y
since Oct 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Aug 11, 2025 · Bethesda, Md
- E•••••••• A•••••••• L•• national BDMar 1, 2000 to Sep 14, 2005 · Mitchellville, Md
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to E•••• S••••••••• L••left Sep 14, 2005, registered Aug 11, 2025 (7271 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address