DFX Intelligence
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Registered advisor
G•••••• P• S••••
Feed of 09/14/2026
Also filed as G••• S••••••••• P•••••• S••••
At current firm
8 y
since Jan 30, 2018
In the industry
28 y
since Jul 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 30, 2018 · Tallahassee, Fl
- P••• A••••• S••••••••• L•• BD affiliatedJan 13, 2003 to Feb 2, 2018 · Tallahassee, Fl
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 2, 2018, registered Jan 30, 2018 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address