DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K•••• E••••• D•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
14 y
since Aug 13, 2012
In the industry
28 y
since Sep 8, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Business email
- ••• Lockedreportedstrwealth.comfirm site, Sep 16, 2026
- Direct business phone
- ••• Lockedreportedstrwealth.comfirm site, Sep 16, 2026
- Professional profile
- ••• Lockedreportedstrwealth.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- S••••••••• W••••• M••••••••• L••••• independent RIA currentsince Aug 13, 2012 · Tampa, Fl
- H•••••• A•••••••• L••••• unclassifiedMar 2, 2012 to Aug 24, 2012 · Tulsa, Ok
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 13, 2009 to Mar 13, 2012 · Tulsa, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 5, 2005 to Mar 5, 2009 · Tulsa, Ok
- A••••••••• F•••••••• S•••••••• L•• national BDSep 18, 1998 to Apr 1, 2005 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- H•••••• A•••••••• L••••• to S••••••••• W••••• M••••••••• L•••••left Aug 24, 2012, registered Aug 13, 2012 (-11 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to H•••••• A•••••••• L•••••left Mar 13, 2012, registered Mar 2, 2012 (-11 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Mar 5, 2009, registered Feb 13, 2009 (-20 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 1, 2005, registered Apr 5, 2005 (4 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address