DFX Intelligence
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J••••••• L•• H•••••••
As of · the IAPD feed; also filed as J••••••• L•• P••••••
- At current firm
- 23 y
- In the industry
- 27 y
- Prior registered firms
- 1
- Signals
- 0
since Dec 3, 2002
As of · the IAPD feed; also filed as J••••••• L•• P••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Dec 3, 2002 · Warrenton, Va
- T•• A••••••• G••••• I••• unclassifiedApr 5, 2002 to Nov 29, 2002 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- T•• A••••••• G••••• I••• to C••••••••• F•••••••• N••••••left Nov 29, 2002, registered Dec 3, 2002 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address