DFX Intelligence
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Registered advisor
D•••••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••••• T••••• M•••••••
At current firm
13 y
since Jul 24, 2013
In the industry
28 y
since Sep 4, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Jul 24, 2013 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedJul 5, 2011 to Mar 23, 2012 · Glens Falls, Ny
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJul 15, 2005 to Jul 5, 2011 · Glens Falls, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to V••••••• A•••••••• I•••left Mar 23, 2012, registered Jul 24, 2013 (488 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jul 5, 2011, registered Jul 5, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address