DFX Intelligence
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Registered advisor
T•••••• W•••• T•••••
Feed of 09/14/2026
Also filed as T•• T•••••
At current firm
20 y
since Jul 12, 2006
In the industry
27 y
since Dec 14, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Jul 12, 2006 · Metairie, La
- E•••• S••••••••• L•• BD affiliatedMay 22, 2003 to May 30, 2003 · New Orleans, La
- U•• F•••••••• S••••••• I••• wirehouseJan 27, 1999 to Feb 26, 2003 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to E•••• S••••••••• L••left Feb 26, 2003, registered May 22, 2003 (85 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address