J•••••• D••••• I••••

Certified Financial Planner

Feed of 09/14/2026

Also filed as J•••••• D••••• I••••••••• D••••• I••••••••

At current firm

1 y

since Oct 25, 2024

In the industry

20 y

since Aug 8, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated
Dec 15, 2009 to Nov 7, 2024 · Fair Oaks, Ca
C•••• I••••••••• S••••••• C•••• former
May 13, 2009 to Nov 30, 2009 · Auburn, Ca
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Mar 4, 2009 · Sacramento, Ca
M••••• S•••••• D• I••• unclassified
Aug 9, 2006 to Apr 2, 2007 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Nov 7, 2024, registered Oct 25, 2024 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••
left Nov 30, 2009, registered Dec 15, 2009 (15 days) · Other
M••••• S•••••• • C•• L•• to C•••• I••••••••• S••••••• C••••
left Mar 4, 2009, registered May 13, 2009 (70 days) · Other
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address