DFX Intelligence
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Team lift-out
22 advisors left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L••
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Austin Arata | Torrance, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Donna Lynne Mcneely | Manhattan Beach, Ca | Oct 28, 2024 | Oct 22, 2024 |
| Edwin Yi | Fountain Valley, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Eric Clarence Johnson | Huntington Beach, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Eric Matthew Schwartz | El Segundo, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Farhang Azizi | Manhattan Beach, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Gregory Elia | El Segundo, Ca | Oct 28, 2024 | Oct 22, 2024 |
| Henry Giovany Narvaez | Gardena, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Jeffrey Davis | Goleta, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Justin Charles Fleming | Manhattan Beach, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Kyle Cryer | El Segundo, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Laura Kay Tompkins | Manhattan Beach, Ca | Oct 28, 2024 | Oct 22, 2024 |
| Rozina Salim Rupani | Manhattan Beach, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Sami Marie Harper | Santa Monica, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Sean Patikas-Hunter | El Segundo, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Sean Tompkins | Burbank, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Sergio A Del Puerto | Manhattan Beach, Ca | Oct 28, 2024 | Jan 1, 2026 |
| Simone Smith | El Segundo, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Todd Augustine | Woodland Hills, Ca | Oct 28, 2024 | Oct 21, 2024 |
| Whitney O'Quinn | Tustin, Ca | Oct 28, 2024 | Oct 22, 2024 |
| Jeffrey Daniel Impey | El Dorado Hills, Ca | Nov 7, 2024 | Oct 25, 2024 |
| Alexander Amundson | Fresno, Ca | Nov 21, 2024 | Dec 3, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 28, 2024 to Nov 21, 2024
- Registered next
- Oct 21, 2024 to Jan 1, 2026
- Branch state
- CA
- Cities
- 13, most in Manhattan Beach, Ca
- Registered there that day
- 17,580 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape