DFX Intelligence
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Registered advisor
D•••• D••• P••••••
Feed of 09/14/2026
Also filed as D•••• P••••••
At current firm
13 y
since Oct 9, 2012
In the industry
32 y
since Jun 1, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• W••••• A••••••••• L•• state registered currentsince Oct 9, 2012 · Saint George, Ut
- V••• F•••••••• A•••••••• I••• BD affiliatedMay 2, 2001 to Apr 7, 2003 · Ochlockner, Ga
Moves
a registration end followed by a registration begin elsewhere
- V••• F•••••••• A•••••••• I••• to M•••••• W••••• A••••••••• L••left Apr 7, 2003, registered Oct 9, 2012 (3473 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address