T•••• L••• K••• L••

Feed of 09/14/2026

Also filed as L•••••• L•••••• L•••••••• L•••••• L••

At current firm

2 y

since Jan 19, 2024

In the industry

27 y

since Jan 27, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••• F•••••••• S•••••••• I••• former
Jul 11, 2018 to Jan 19, 2024 · Manhasset, Ny
C•••••• O•• A•••••••• L•• former
Jan 28, 2015 to Jul 11, 2018 · Seattle, Wa
C•••••• O•• F•••••••• A••••••• L•• unclassified
Oct 6, 2011 to Jan 28, 2015 · Melville, Ny
O•••• W•••••• I••• BD affiliated
Jan 19, 2010 to Jul 20, 2011 · Flushing, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Dec 17, 2009 · Plainview, Ny

All 7 prior registrations

C••••••• I••••••••• S••••••• unclassified
Nov 9, 2004 to May 29, 2007 · Jamaica, Ny
C•••••• S••••• • C••• I••• national BD
Jul 1, 2002 to Aug 15, 2002 · Edison, Nj

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
C•••••• O•• A•••••••• L•• to W••••••• F•••••••• S•••••••• I•••
left Jul 11, 2018, registered Jul 11, 2018 (0 days) · corporate re-registration, not a move
C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••
left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
O•••• W•••••• I••• to C•••••• O•• F•••••••• A••••••• L••
left Jul 20, 2011, registered Oct 6, 2011 (78 days) · Other
C•••••••• G••••• M•••••• I••• to O•••• W•••••• I•••
left Dec 17, 2009, registered Jan 19, 2010 (33 days) · Other

All 7 moves

C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to C••••••• I••••••••• S•••••••
left Aug 15, 2002, registered Nov 9, 2004 (817 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address