DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Woodbury Financial Services, Inc.
Latest filing Jan 19, 2024
First filing on the tape Jan 27, 2012 · 187 filings
RAUM
$19B
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
96%
$19B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3,002
1,373 advisory (5.B.1)
Offices
1,038
beyond the principal office
Private funds
0
reported on Schedule D
History
187 filings and snapshots on the tape
RAUM$19B as of Apr 3, 2023
Mar 30, 2012$1.8B then
HNW client RAUM$7.2B as of Apr 3, 2023
Mar 29, 2018$2.2B then
State-registered IARs (5.B.3)1,872 as of Apr 3, 2023
Apr 1, 2013850 then
Employees (5.A)3,002 as of Apr 3, 2023
Apr 1, 20131,525 then
Private funds: no history
RAUM -9.7% over the last fiscal year+18% a year over threeIARs 1,613 to 1,872offices 837 to 1,038
Practice profile
derived from the filing of Jan 19, 2024; every figure names its basis
- RAUM per advisor
- $10.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $974,911derivedHNW RAUM over HNW clients
- Average account
- $189,097derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 84%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 1.8derived1,039 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- +16%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $141M, 375 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$11B59%
- High-net-worth individuals$7.2B38%
- Corporations and businesses$526M2.7%
- Charitable organizations$120M0.6%
- Pension and profit-sharing plans$88.9M0.5%
- Individual clients
- 62,216reported
- HNW clients
- 7,424reported
- Pension plan clients
- 121reported
- Charitable clients
- 184reported
- Accounts
- 101,950reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- $0 sponsored, $14B managedreported
- Custody of client assets
- $141M for 375 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Glenn Copeland Williams to Private Client Services, LLCJan 19, 2024 · Other
- Todd Thomas Rechenbach to Private Client Services, LLCJan 19, 2024 · Other
- Judy Lynn Copenbarger to Money Truth Strategic PlanningJan 19, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Jaclyn Paige Mazur to Guide My FinancesJan 19, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Matthew George Shahady to OnedigitalJan 19, 2024 · Other
- Andrew Paul Hadel to LPL Financial LLCJan 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jennifer Erdmann Logan to Guide My FinancesJan 19, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Benjamin Alexander Hadel to LPL Financial LLCJan 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- Diana M Leon to LPL Financial LLCJan 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- Amanda Whitney to Guide My FinancesJan 19, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Sean Francis Boylan to Guide My FinancesJan 19, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- David Gwin Brooke to Private Client Services, LLCJan 19, 2024 · Other
- David Michael Pabin to Alera Investment Advisors, LLCJan 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- Adam Louis Schwartz to Gcd Advisors, LLCJan 19, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Brooks David Vanderzee to United Planners' Financial Services Of America A Limited PartnerJan 19, 2024 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Glen Raymond Anderson from Bankers Life Advisory Services, Inc.Dec 5, 2023 · Affiliated broker-dealer or bank to another
- William Spencer Stephens from MML Investors Services, LLCDec 4, 2023 · Affiliated broker-dealer or bank to another
- Cale Olbert from LPL Financial LLCNov 27, 2023 · Affiliated broker-dealer or bank to another
- Jeremy Hunter Coppola from Equitable Advisors, LLCOct 6, 2023 · Affiliated broker-dealer or bank to another
- William Bruce Dutton from LPL Financial LLCOct 2, 2023 · Affiliated broker-dealer or bank to another
- David Lucero Krahn from Equitable Advisors, LLCAug 15, 2023 · Affiliated broker-dealer or bank to another
- Adeline Elizabeth Kropf from Equitable Advisors, LLCJul 31, 2023 · Affiliated broker-dealer or bank to another
- Lily Fallah from Wells Fargo AdvisorsJul 10, 2023 · Wirehouse to affiliated broker-dealer or bank
- Brian Michael Duncan from Primerica AdvisorsJul 7, 2023 · Affiliated broker-dealer or bank to another
- Amber Donn Eduvigen from Cetera Advisors LLCJun 21, 2023 · Affiliated broker-dealer or bank to another
- Catherine L Lantz from Cetera Advisors LLCJun 20, 2023 · Affiliated broker-dealer or bank to another
- Paul Douglas Roller from Simplified Wealth ManagementJun 6, 2023 · RIA to affiliated broker-dealer or bank
- Christopher Scott Mcneil from LPL Financial LLCJun 1, 2023 · Affiliated broker-dealer or bank to another
- Gregory Kenneth Zuspann from Thrivent Investment Management Inc.May 25, 2023 · Affiliated broker-dealer or bank to another
- Ashley Elizabeth Cutshall from Morgan StanleyMay 24, 2023 · Wirehouse to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Private Client Services, LLCJan 19, 2024 · Mcdonough, Ga
- 3 left for Private Client Services, LLCJan 19, 2024 · Knoxville, Tn
- 3 left for Guide My FinancesJan 19, 2024 · Carlsbad, Ca
- 2 left for Guide My FinancesJan 19, 2024 · Oakdale, Mn
- 3 left for LPL Financial LLCJan 19, 2024 · Oakdale, Mn
- 4 left for Cadaret Grant & Co IncDec 13, 2023 · Scottsdale, Az
- 2 left for Cadaret Grant & Co IncDec 13, 2023 · Mckinney, Tx
- 2 left for LPL Financial LLCDec 12, 2023 · Oakdale, Mn
- 2 joined from Cetera Advisors LLCJun 23, 2023 · Oklahoma City, Ok
- 2 joined from Securian Financial Services, Inc.Mar 6, 2023 · Southfield, Mi
- 2 joined from MML Investors Services, LLCDec 6, 2022 · Meridian, Id
- 2 joined from Cetera Advisors LLCNov 30, 2022 · Overland Park, Ks
- 2 joined from On Investment Management CoNov 18, 2022 · Wichita, Ks
- 2 joined from Cetera Advisor Networks LLCNov 16, 2022 · Columbus, Oh
- 2 joined from Cetera Investment Advisers LLCSep 7, 2022 · Sun Prairie, Wi
- 2 joined from Eagle Strategies LLCJun 3, 2022 · Wichita, Ks
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gregory Allen Cornick · Directorcontrolsince 01/2021 · owns less than 5%
- Richard David Fergesen · Ceo, President, Directorcontrolsince 03/2014 · owns less than 5%
- Timothy Robert Hodge · Chief Operations Officercontrolsince 11/2023 · owns less than 5%
- James Dale Price · Chairmancontrolsince 11/2016 · owns less than 5%
- Matthew Adam Schlueter · Executive Vice President, Directorcontrolsince 03/2019 · owns less than 5%
- Milton Ralph Berlinski · General Partnercontrolsince 08/2014 · owns F of Rcp Genpar LP
- Milton Ralph Berlinski · Trusteecontrolsince 06/2006 · owns 25% to 50% of The Berlinski Family 2006 Trust
- Milton Ralph Berlinski · Membercontrolsince 08/2014 · owns 25% to 50% of Rcp Genpar Holdco LLC
- Milton Ralph Berlinski · Investment Managercontrolsince 08/2014 · owns F of Mrb Icbc LLC
- John Michael Cooney · Svp, Chief Compliance Officersince 09/2023 · owns less than 5%
- Jason Gerb · Svp, Chief Regulatory Officersince 06/2022 · owns less than 5%
- Iryna Yakovlevna Northrip · Svp, Chief Compliance Officer,since 08/2023 · owns less than 5%
- David Martin Schmidt · Treasurer, Financial And Operations Principalsince 03/2017 · owns less than 5%
Entity owners
- Osaic, Inc. · Shareholderdirect · owns 75% or more
- Ag Artemis Holdings Gp, LLC · General Partnerindirect · owns F of Ag Artemis Holdings, L.P.
- Ag Artemis Holdings, L.P. · Shareholderindirect · owns 75% or more of Ag Intermediate Corporation
- Ag Intermediate Corporation · Shareholderindirect · owns 75% or more of Osaic Financial Services, Inc.
- Ag Parent Corporation · Shareholderindirect · owns 75% or more of Osaic Holdings, Inc
- Mrb Icbc LLC · Memberindirect · owns 25% to 50% of Rcp Genpar Holdco LLC
- Osaic Financial Services, Inc. · Shareholderindirect · owns 75% or more of Ag Parent Corporation
- Osaic Holdings, Inc. · Shareholderindirect · owns 75% or more of Osaic, Inc.
- Rcp Artemis Co-Invest Gp LLC · General Partnerindirect · owns F of Rcp Artemis Co-Invest, L.P.
- Rcp Artemis Co-Invest, L.P. · Limited Partnerindirect · owns 50% to 75% of Ag Artemis Holdings, L.P.
- Rcp Genpar Holdco LLC · Limited Partnerindirect · owns 75% or more of Rcp Genpar LP
- Rcp Genpar LP · Limited Partnerindirect · owns 75% or more of Rcp Opp Fund II Gp, LP
- Rcp Opp Fund II Gp, LP · Limited Partnerindirect · owns 75% or more of Rcp Artemis Co-Invest Gp, LLC
- The Berlinski Family 2006 Trust · Memberindirect · owns 75% or more of Mrb Icbc LLC
Related persons
Schedule D 7.A
- American Portfolios Advisors, Incinvestment advisernRAUM $13B
- American Portfolios Financial Services, Inc.broker-dealern
- Arbor Point Advisorsinvestment advisernRAUM $6.9B
- Black Diamond Financial, LLCinvestment advisernRAUM $441M
- Highland Capital Brokeragereal estaten
- Ladenburg Thalmann & Co. Inc.broker-dealern
- Ladenburg Thalmann Asset Management Incinvestment adviserpooled vehicle sponsornRAUM $6.7B
- Osaic Institutions, Inc.broker-dealerinvestment adviserreal estatenRAUM $6.5B
- Osaic Wealth, Inc.broker-dealerinvestment adviserreal estatenRAUM $235B
- Premier Trust, Inc.n
- Securities America Advisors, Inc.investment adviserLP sponsorreal estatenRAUM $40B
- Securities America, Inc.broker-dealerreal estaten
- Triad Advisors, LLCbroker-dealerinvestment adviserreal estatenRAUM $1.1B
- Osaic Advisory Services, LLCinvestment advisernRAUM $15B
- Vision2020 Wealth Management Corp.investment advisern
Advisers that list Woodbury Financial Services, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alhambra, Ca | 0 | 0 | 0 | ||
| Bellevue, Wa | 0 | 0 | 0 | ||
| Bismarck, Nd | 0 | 0 | 0 | ||
| Carlsbad, Ca | 0 | 0 | 0 | ||
| Charleston, Sc | 0 | 0 | 0 | ||
| Charlotte, Nc | 0 | 0 | 0 | ||
| Chesterfield, Mo | 0 | 0 | 0 | ||
| Costa Mesa, Ca | 0 | 0 | 0 | ||
| Dallas, Tx | 0 | 0 | 0 | ||
| Denver, Co | 0 | 0 | 0 | ||
| Farragut, Tn | 0 | 0 | 0 | ||
| Fishers, In | 0 | 0 | 0 | ||
| Germantown, Tn | 0 | 0 | 0 | ||
| Greenville, Mi | 0 | 0 | 0 | ||
| Hauppuage, Ny | 0 | 0 | 0 | ||
| Irvine, Ca | 0 | 0 | 0 | ||
| Issaquah, Wa | 0 | 0 | 0 | ||
| Jacksons Gap, Al | 0 | 0 | 0 | ||
| Juneau, Ak | 0 | 0 | 0 | ||
| Knoxville, Tn | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brookfield, WI15 employees
- Oakbrook Terrace, IL13 employees
- Charlotte, NC12 employees
- Minnetonka, MN12 employees
- Warrenville, IL12 employees
- Fond Du Lac, WI10 employees
- Houston, TX9 employees
- Costa Mesa, CA9 employees
- Carmel, IN8 employees
- Woodbury, MN8 employees
- De Pere, WI8 employees
- Greensboro, NC8 employees
- Brighton, MI7 employees
- East Peoria, IL7 employees
- Greenwood Village, CO7 employees
- Manhasset, NY7 employees
- Manhasset, NY7 employees
- Oakdale, MN7 employees
- Johnson City, TN7 employees
- San Diego, CA6 employees
- Olney, MD6 employees
- Diamond Bar, CA6 employees
- Roseville, CA6 employees
- Phoenix, AZ6 employees
- Yorba Linda, CA6 employees
What changed
consecutive filings, newest first
- Accounts · 91,382 to 101,950Mar 28, 2023 to Apr 3, 2023
- Advisory employees · 1,291 to 1,373Mar 28, 2023 to Apr 3, 2023
- BD registered reps · 1,650 to 1,844Mar 28, 2023 to Apr 3, 2023
- Charity clients · 172 to 184Mar 28, 2023 to Apr 3, 2023
- Corporate clients · 391 to 424Mar 28, 2023 to Apr 3, 2023
- HNW clients · 11,407 to 7,424Mar 28, 2023 to Apr 3, 2023
- Individual clients · 51,939 to 62,216Mar 28, 2023 to Apr 3, 2023
- Pension plan clients · 116 to 121Mar 28, 2023 to Apr 3, 2023
- Assets in custody · $182M to $141MMar 28, 2023 to Apr 3, 2023
- Employees · 3,216 to 3,002Mar 28, 2023 to Apr 3, 2023
- Insurance-licensed employees · 5 to 48Mar 28, 2023 to Apr 3, 2023
- State-registered IARs · 1,613 to 1,872Mar 28, 2023 to Apr 3, 2023
- Other offices · 837 to 1,038Mar 28, 2023 to Apr 3, 2023
- Discretionary RAUM · $18B to $16BMar 28, 2023 to Apr 3, 2023
- HNW RAUM · $9.4B to $7.2BMar 28, 2023 to Apr 3, 2023
- Individual RAUM · $11B to $11BMar 28, 2023 to Apr 3, 2023
- Non-discretionary RAUM · $3.7B to $3.0BMar 28, 2023 to Apr 3, 2023
- Pension RAUM · $102M to $88.9MMar 28, 2023 to Apr 3, 2023
- RAUM · $21B to $19BMar 28, 2023 to Apr 3, 2023
- Wrap assets (manager) · $15B to $14BMar 28, 2023 to Apr 3, 2023
- Accounts · 71,852 to 91,382Mar 7, 2022 to Mar 31, 2022
- Advisory employees · 1,279 to 1,291Mar 7, 2022 to Mar 31, 2022
- BD registered reps · 1,565 to 1,650Mar 7, 2022 to Mar 31, 2022
- Charity clients · 155 to 172Mar 7, 2022 to Mar 31, 2022
- Corporate clients · 295 to 391Mar 7, 2022 to Mar 31, 2022
- HNW clients · 8,578 to 11,407Mar 7, 2022 to Mar 31, 2022
- Individual clients · 42,601 to 51,939Mar 7, 2022 to Mar 31, 2022
- Pension plan clients · 98 to 116Mar 7, 2022 to Mar 31, 2022
- Assets in custody · $223M to $182MMar 7, 2022 to Mar 31, 2022
- Employees · 3,008 to 3,216Mar 7, 2022 to Mar 31, 2022
- Insurance-licensed employees · 3 to 5Mar 7, 2022 to Mar 31, 2022
- State-registered IARs · 1,311 to 1,613Mar 7, 2022 to Mar 31, 2022
- Other offices · 833 to 837Mar 7, 2022 to Mar 31, 2022
- Discretionary RAUM · $12B to $18BMar 7, 2022 to Mar 31, 2022
- HNW RAUM · $6.4B to $9.4BMar 7, 2022 to Mar 31, 2022
- Individual RAUM · $8.5B to $11BMar 7, 2022 to Mar 31, 2022
- Non-discretionary RAUM · $3.2B to $3.7BMar 7, 2022 to Mar 31, 2022
- Pension RAUM · $89.4M to $102MMar 7, 2022 to Mar 31, 2022
- RAUM · $16B to $21BMar 7, 2022 to Mar 31, 2022
- Wrap assets (manager) · $12B to $15BMar 7, 2022 to Mar 31, 2022
Signals
60 dated events
- David Gwin Brooke left Woodbury Financial Services, Inc. for Private Client Services, Llc (registered 2004-07-19)Jan 19, 2024 · Advisor changed firm · fact
- Brooks David Vanderzee left Woodbury Financial Services, Inc. for United Planners' Financial Services Of America A Limited Partner (registered 2026-04-09)Jan 19, 2024 · Advisor changed firm · fact
- Paul Charles Ragone left Woodbury Financial Services, Inc. for Private Client Services, Llc (registered 2004-08-25)Jan 19, 2024 · Advisor changed firm · fact
- Benjamin Alexander Hadel left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2023-01-25)Jan 19, 2024 · Advisor changed firm · fact
- Steven Edward Markel left Woodbury Financial Services, Inc. for Private Client Services, Llc (registered 2003-08-05)Jan 19, 2024 · Advisor changed firm · fact
- David Michael Pabin left Woodbury Financial Services, Inc. for Alera Investment Advisors, Llc (registered 2025-11-04)Jan 19, 2024 · Advisor changed firm · fact
- Todd Thomas Rechenbach left Woodbury Financial Services, Inc. for Private Client Services, Llc (registered 2004-07-19)Jan 19, 2024 · Advisor changed firm · fact
- Timothy Allen Alessi left Woodbury Financial Services, Inc. for Onedigital (registered 2026-01-06)Jan 19, 2024 · Advisor changed firm · fact
- Edward Paul Hadel left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2023-01-25)Jan 19, 2024 · Advisor changed firm · fact
- Amanda Whitney left Woodbury Financial Services, Inc. for Guide My Finances (registered 2022-08-22)Jan 19, 2024 · Advisor changed firm · fact
- Lily Fallah left Woodbury Financial Services, Inc. for Guide My Finances (registered 2023-07-11)Jan 19, 2024 · Advisor changed firm · fact
- Sean Francis Boylan left Woodbury Financial Services, Inc. for Guide My Finances (registered 2023-01-12)Jan 19, 2024 · Advisor changed firm · fact
- Adam Louis Schwartz left Woodbury Financial Services, Inc. for Gcd Advisors, Llc (registered 2023-12-08)Jan 19, 2024 · Advisor changed firm · fact
- Judy Lynn Copenbarger left Woodbury Financial Services, Inc. for Money Truth Strategic Planning (registered 2019-07-08)Jan 19, 2024 · Advisor changed firm · fact
- Richard White Chase no longer registered at Woodbury Financial Services, Inc.; no later IA registration on IAPDJan 19, 2024 · Advisor departure · fact
- Matthew George Shahady left Woodbury Financial Services, Inc. for Onedigital (registered 2026-01-16)Jan 19, 2024 · Advisor changed firm · fact
- Glenn Copeland Williams left Woodbury Financial Services, Inc. for Private Client Services, Llc (registered 2003-06-20)Jan 19, 2024 · Advisor changed firm · fact
- Mark William Hamelmann left Woodbury Financial Services, Inc. for Circle City Wealth Advisors Llc (registered 2016-07-11)Jan 19, 2024 · Advisor changed firm · fact
- Kevin James Anderson no longer registered at Woodbury Financial Services, Inc.; no later IA registration on IAPDJan 19, 2024 · Advisor departure · fact
- Christopher Edward Elardo no longer registered at Woodbury Financial Services, Inc.; no later IA registration on IAPDJan 19, 2024 · Advisor departure · fact
- James Anthony Spina left Woodbury Financial Services, Inc. for Gamble Jones Investment Counsel (registered 2009-09-09)Jan 19, 2024 · Advisor changed firm · fact
- Hal Matthew Gilbert no longer registered at Woodbury Financial Services, Inc.; no later IA registration on IAPDJan 19, 2024 · Advisor departure · fact
- Jaclyn Paige Mazur left Woodbury Financial Services, Inc. for Guide My Finances (registered 2017-10-03)Jan 19, 2024 · Advisor changed firm · fact
- Diana M Leon left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2022-06-02)Jan 19, 2024 · Advisor changed firm · fact
- Andrew Paul Hadel left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2023-01-25)Jan 19, 2024 · Advisor changed firm · fact
- Jennifer Erdmann Logan left Woodbury Financial Services, Inc. for Guide My Finances (registered 2017-10-03)Jan 19, 2024 · Advisor changed firm · fact
- Elizabeth Anne Salmon-Osbon no longer registered at Woodbury Financial Services, Inc.; no later IA registration on IAPDJan 19, 2024 · Advisor departure · fact
- 2 advisors left Woodbury Financial Services, Inc. (Oakdale, MN) for Guide MY Finances on the same dayJan 19, 2024 · Team lift-out · derived
- 3 advisors left Woodbury Financial Services, Inc. (Knoxville, TN) for Private Client Services, LLC on the same dayJan 19, 2024 · Team lift-out · derived
- 3 advisors left Woodbury Financial Services, Inc. (Carlsbad, CA) for Guide MY Finances on the same dayJan 19, 2024 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Woodbury Financial Services, Inc. · Private Equityshared crd · intermediary
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026