DFX Intelligence
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Registered advisor
D•••• M• H•••••
Feed of 09/14/2026
At current firm
2 y
since Aug 30, 2024
In the industry
19 y
since Oct 25, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Aug 30, 2024 · New York, Ny
- M••••• S•••••• wirehouseMay 15, 2020 to Sep 12, 2024 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 12, 2024, registered Aug 30, 2024 (-13 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedSep 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address