DFX Intelligence
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Registered advisor
R••••• R•• A•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as R••••• R•• N••••••••• C••••••••• A••••••••• R•• C•••••••
At current firm
2 y
since Oct 19, 2023
In the industry
27 y
since Dec 3, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 19, 2023 · Tacoma, Wa
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Oct 18, 2023 · Tacoma, Wa
- C••••• I••••••••• S••••••• L•• formerJun 10, 2003 to Jan 21, 2014 · Tacoma, Wa
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 18, 2023, registered Oct 19, 2023 (1 day) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address