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Registered advisor
T•••••• M•••••• M•••••
Feed of 09/14/2026
Also filed as T•• M••••••••• M• M•••••
At current firm
14 y
since Apr 17, 2012
In the industry
27 y
since Jan 21, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Apr 17, 2012 · Tigard, Or
- M•• F•••••••• S•••••••• I••• formerDec 15, 2009 to Apr 17, 2012 · Lake Oswego, Or
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Nov 17, 2009 · Lake Oswego, Or
- A••••••••• A•••••• S•••••••• I••• unclassifiedDec 10, 2007 to Oct 5, 2009 · Lake Oswego, Or
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to E••••• J••••left Apr 17, 2012, registered Apr 17, 2012 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• F•••••••• S•••••••• I•••left Nov 17, 2009, registered Dec 15, 2009 (28 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address