DFX Intelligence
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This advisor's name, 11 more prior firms in the career history, 11 more moves and 2 more licensing and registration changes
Career history, every move, licensing and registration changes, outside business activity and the contact routes the firm publishes, each with the official record linked.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
A Financial Advisor In California
Chief Compliance Officerat Lazari Capital Management, Inc.Dual registrant· Coral Gables, Fl IAPD 3162156
As of · the IAPD feed
- At current firm
- 8 y
- In the industry
- 26.3 y
- Prior registered firms
- 14
- Signals
- 7
since May 16, 2018
As of · the IAPD feed
State registrations
3
current, as an IAR
Firms today
3
current registrations
Exams
S65, S63
IA exams only
Recruiter briefHow to read thisEvery line is a fact from a public record, or a measurement DFX made on the registration history of every advisor (2023 to 2025 cohorts), read for this advisor’s own firm where the sample allows. A move indicator means advisors with that fact moved more often; a retention indicator means they moved less. Neither says what this person will do. Recruiting value and movement evidence are kept apart on purpose.
facts first, then what DFX measured about them; never a statement of intent
Recruiting value
- Practice attractivenesssome26.2 years in the industry
- Team depthnone0 of the 0 people who once moved firms with this advisor are registered here now (a team seen in registrations; web team pages are not used until they pass review).
- Entrepreneurial profilenoneNamed in the full brief.
- Real estate activitynoneNamed in the full brief.
- Contactabilitypartialfirm contact form or inbox
Movement evidence
- Movement signalnone0 of 0 dated or circumstantial readings historically went with moving.
- Recent change activitynoneNamed in the full brief.
- Independence preparationnoneNo concrete evidence of preparation for independence.
- Historical mobilitysome6 prior firms, median stay 1.1 years.
Career
- 26.3 years in the industry
- 6 prior registered firms; median stay 1.1 years
- Path: broker-dealer affiliated to bank affiliated to broker-dealer affiliated to independent RIA to asset manager
Source: IAPD adviser registrations only (broker-only history is not in this feed)
Licensing and credentials
- Registered in 3 states (firm median 1)
- Exams: Series 63, Series 65
- Registered as a broker as well as an adviser
Source: IAPD individual feed; broker exams and states appear once the per-person record is read
Around this advisor
- 3 known colleagues changed firms in the last year
Regulatory record
In the full brief, with the official record linked.
+4 details in the full brief
The named explanations, the practice profile, what stands out and the conversation themes, with the official record linked.
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Chief Compliance Officerreportedshellmaninvest.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- Innovayte Capital no RAUM currentsince Nov 23, 2025 · Weston, Fl
- Shellman Investment Management, LLC independent RIA currentsince Feb 12, 2024 · Coral Gables, Fl
- Lazari Capital Management, Inc. independent RIA currentsince May 16, 2018 · Burbank, Ca
- Zest otherJan 16, 2025 to Apr 7, 2025 · Weston, Fl
- Vlb Capital no RAUMSep 19, 2024 to Oct 1, 2024 · Weston, Fl
- Innova Advisors otherJan 18, 2024 to Aug 3, 2026 · Coral Gables, Fl
+11 more prior firms in the career history
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Moves
a registration end followed by a registration begin elsewhere
- Innova Advisors to Shellman Investment Management, LLCleft Aug 3, 2026, registered Feb 12, 2024 (-903 days) · Other
- Zest to Innovayte Capitalleft Apr 7, 2025, registered Nov 23, 2025 (230 days) · Other
- Vlb Capital to Zestleft Oct 1, 2024, registered Jan 16, 2025 (107 days) · Other
+11 more moves
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Signals
- Sep 29, 2026 · Advisor disclosed an outside business · fact
- Aug 3, 2026 · Advisor changed firm · fact
- Jun 11, 2026 · Owner of a newly registered adviser · fact
- Dec 22, 2025 · Owner of a newly registered adviser · fact
- Apr 7, 2025 · Advisor changed firm · fact
+2 more licensing and registration changes
Includes 3 days of DFX Intelligence. Then $249/month unless canceled.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26.3 yderivedfrom the earlier of the first exam and the first registration on IAPD
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote