DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V•• C••••••

No RAUM reportedWeston, FloridaCRD 324885SEC 801-128017IAPD
Legal name V•• C•••••• L••
Latest filing Oct 1, 2024
First filing on the tape Apr 19, 2023 · 6 filings
SEC status 120-day approval since May 19, 2023
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$0 as of Mar 27, 2024
Apr 19, 2023$0 then
HNW client RAUM$0 as of Oct 1, 2024
Apr 19, 2023$0 then
State-registered IARs (5.B.3)1 as of Oct 1, 2024
Apr 19, 20231 then
Employees (5.A)2 as of Oct 1, 2024
Apr 19, 20231 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 1, 2024; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • A••••••• I••• · Ownercontrol
      since 01/2023 · owns 75% or more
    • V••••• J•••• F••••••• · Chief Compliance Officercontrol
      since 10/2024 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Weston, Fl · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • Miami, FL1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 0.0 to unset
      Mar 27, 2024 to Mar 28, 2024
    • Discretionary RAUM · 0.0 to unset
      Mar 27, 2024 to Mar 28, 2024
    • Non-discretionary RAUM · 0.0 to unset
      Mar 27, 2024 to Mar 28, 2024
    • RAUM · 0.0 to unset
      Mar 27, 2024 to Mar 28, 2024
    • Advisory activities · 2 to 3
      Sep 12, 2023 to Jan 8, 2024
    • Assets in custody · unset to 0.0
      Sep 12, 2023 to Jan 8, 2024
    • Custody of client assets · false to true
      Sep 12, 2023 to Jan 8, 2024
    • Financial planning clients · unset to 0
      Sep 12, 2023 to Jan 8, 2024
    • Employees · 1 to 2
      Apr 19, 2023 to Sep 12, 2023
    Signals
    8 dated events
    • R•••• S••• left V•• C•••••• for Z••• (registered 2025-01-16)
      Oct 1, 2024 · Advisor changed firm · fact
    • R•••• S••• (Chief Compliance Officer) no longer on Schedule A of V•• C•••••• (listed 2024-03-28, absent 2024-10-01)
      Oct 1, 2024 · Control person left · inference
    • F••••••• J••• V•••• (Chief Compliance Officer) appeared on Schedule A of V•• C••••••
      Oct 1, 2024 · Control person joined · fact
    • F•••• A••••• (Co-Owner) no longer on Schedule A of V•• C•••••• (listed 2023-09-12, absent 2024-01-08)
      Jan 8, 2024 · Control person left · inference
    • R••••• A•••••• (Co-Owner) no longer on Schedule A of V•• C•••••• (listed 2023-09-12, absent 2024-01-08)
      Jan 8, 2024 · Control person left · inference
    • A••••• J••• O••••• (Co-Owner) no longer on Schedule A of V•• C•••••• (listed 2023-09-12, absent 2024-01-08)
      Jan 8, 2024 · Control person left · inference
    • R•••• S••• (Chief Compliance Officer) appeared on Schedule A of V•• C••••••
      Jan 8, 2024 · Control person joined · fact
    • V•• C•••••• filed its initial SEC registration (Form ADV)
      Apr 19, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    3058504543reportedpublic record, Form ADV, Oct 1, 2024
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    No RAUM reportedderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026