DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Z•••
Legal name Z••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Oct 20, 2021 · 13 filings
SEC status approved since Nov 19, 2021
RAUM
$90.6M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
11%
$9.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$90.6M as of Mar 30, 2026
Mar 9, 2022$140M then
HNW client RAUM$6.8M as of Mar 30, 2026
Mar 9, 2022$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 9, 20220 then
Employees (5.A)3 as of Mar 30, 2026
Mar 9, 20222 then
Private funds3 as of Mar 29, 2024
Mar 31, 20231 then
RAUM -10% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $11.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$81.0M89%
- High-net-worth individuals$6.8M7.5%
- Individuals$2.8M3.1%
- Individual clients
- 4reported
- HNW clients
- 2reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.11 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- R•••• S••• to I•••••••• C••••••Apr 7, 2025 · Other
Joined, latest
- R•••• S••• from V•• C••••••Jan 16, 2025 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Z••• E••••••••• | Hedge Fund | $87.1M | 1,769 | Mar 31, 2023 |
| Z••• B••• L••••• X• | Hedge Fund | $73.6M | 1,544 | Mar 29, 2024 |
| Z••• R•••• | Hedge Fund | $3.4M | 133 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- D• N••••••••• S••••• A••••• · Ceocontrolsince 02/2021 · owns less than 5%
- S•••• R•••• · Chief Compliance Officercontrolsince 12/2024 · owns less than 5%
- D• N••••••••• S••••• A••••• · Shareholdercontrolsince 09/2023 · owns 50% to 75% of Z••• G•••• L••
- G••••• F••••••••• A•••••• E•••••• · Shareholdercontrolsince 09/2023 · owns 25% to 50% of Z••• G•••• L••
Entity owners
- Z••• G•••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Z••• C•••••• P••• S••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Weston, Fl | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2 to 8Jul 29, 2025 to Mar 30, 2026
- HNW clients · unset to 2.0Jul 29, 2025 to Mar 30, 2026
- Individual clients · unset to 4.0Jul 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $101M to $81.0MJul 29, 2025 to Mar 30, 2026
- HNW RAUM · unset to 6820021.0Jul 29, 2025 to Mar 30, 2026
- Individual RAUM · unset to 2770071.0Jul 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $0 to $9.6MJul 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $101M to $81.0MJul 29, 2025 to Mar 30, 2026
- RAUM · $101M to $90.6MJul 29, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0May 16, 2025 to Jul 29, 2025
- BD registered reps · 0 to 1Dec 20, 2024 to Apr 4, 2025
- Employees · 2 to 3Dec 20, 2024 to Apr 4, 2025
- Discretionary RAUM · $103M to $101MDec 20, 2024 to Apr 4, 2025
- Pooled vehicle RAUM · $103M to $101MDec 20, 2024 to Apr 4, 2025
- RAUM · $103M to $101MDec 20, 2024 to Apr 4, 2025
- Accounts · 36 to 2Jul 19, 2024 to Sep 16, 2024
- Individual clients · 32.0 to unsetJul 19, 2024 to Sep 16, 2024
- Pooled vehicle clients · 3 to 2Jul 19, 2024 to Sep 16, 2024
- Private funds · 3 to unsetJul 19, 2024 to Sep 16, 2024
- Discretionary RAUM · $164M to $103MJul 19, 2024 to Sep 16, 2024
- Individual RAUM · 4762817.0 to unsetJul 19, 2024 to Sep 16, 2024
- Non-discretionary RAUM · $6.8M to $0Jul 19, 2024 to Sep 16, 2024
- Pooled vehicle RAUM · $164M to $103MJul 19, 2024 to Sep 16, 2024
- RAUM · $171M to $103MJul 19, 2024 to Sep 16, 2024
- Accounts · 17 to 36May 11, 2023 to Mar 29, 2024
- Advisory employees · 2 to 1May 11, 2023 to Mar 29, 2024
- HNW clients · 15.0 to unsetMay 11, 2023 to Mar 29, 2024
- Individual clients · unset to 32.0May 11, 2023 to Mar 29, 2024
- Pooled vehicle clients · 2 to 3May 11, 2023 to Mar 29, 2024
- Private funds · 1 to 3May 11, 2023 to Mar 29, 2024
- Discretionary RAUM · $184M to $164MMay 11, 2023 to Mar 29, 2024
- HNW RAUM · 2774351.0 to unsetMay 11, 2023 to Mar 29, 2024
- Individual RAUM · unset to 4762817.0May 11, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $6.8MMay 11, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $181M to $164MMay 11, 2023 to Mar 29, 2024
- RAUM · $184M to $171MMay 11, 2023 to Mar 29, 2024
- Accounts · 1 to 17Mar 9, 2022 to Mar 31, 2023
- Charity clients · 0.0 to unsetMar 9, 2022 to Mar 31, 2023
- Corporate clients · 0.0 to unsetMar 9, 2022 to Mar 31, 2023
- HNW clients · 0 to 15Mar 9, 2022 to Mar 31, 2023
Signals
3 dated events
- R•••• S••• left Z••• for I•••••••• C•••••• (registered 2025-11-23)Apr 7, 2025 · Advisor changed firm · fact
- R•••• S••• (Chief Compliance Officer) appeared on Schedule A of Z•••Dec 20, 2024 · Control person joined · fact
- Z••• filed its initial SEC registration (Form ADV)Oct 20, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 3053946486reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026