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Registered advisor
L••• S••••••• W•••••
Feed of 09/15/2026
Also filed as L••• A•• S••••••••• A•• S••••••••• A•• W••••••••• S••••••• W••••••••• S• W•••••
At current firm
5 y
since Jun 9, 2021
In the industry
27 y
since Mar 31, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 9, 2021 · Greenville, Sc
- W•••• F•••• A••••••• wirehouseSep 19, 2007 to May 19, 2021 · Spartanburg, Sc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 19, 2021, registered Jun 9, 2021 (21 days) · Wirehouse to wirehouse · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address