DFX Intelligence
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Registered advisor
N•••••• N••••• N•••••
Feed of 09/14/2026
Also filed as N•••••• N••••••••• N••••• N••••••••• N• N•••••
At current firm
1 y
since Apr 21, 2025
In the industry
26 y
since Sep 22, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Apr 21, 2025 · Charlotte, Nc
- A••••• A•• P••••••• S••••••• BD affiliatedJul 1, 2014 to Nov 13, 2020 · Charlotte, Nc
- U•• F•••••••• S••••••• I••• wirehouseJan 6, 2009 to Sep 11, 2012 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to A••••• A•• P••••••• S•••••••left Sep 11, 2012, registered Jul 1, 2014 (658 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address