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Registered advisor
M•••••• J••• O••••••••
Feed of 09/14/2026
Also filed as M•••••• J••• O••••••••• O••••••••
At current firm
1 y
since Nov 14, 2024
In the industry
27 y
since Mar 4, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Orland Park, Il
- P•••• S••••••••• L•• no RAUMDec 6, 2013 to Nov 14, 2024 · Naperville, Il
- S••••••• F•••••••• S•••••••• I••• formerMar 9, 2006 to May 3, 2010 · Downers Grove, Il
- P•••• S••••••••• L•• no RAUMOct 13, 1999 to Jun 22, 2005 · Tinley Park, Il
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- S••••••• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left May 3, 2010, registered Dec 6, 2013 (1313 days) · Other
- P•••• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Jun 22, 2005, registered Mar 9, 2006 (260 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address