DFX Intelligence
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Registered advisor
J•••••• S•••• B••••
Feed of 09/15/2026
Also filed as J••• B••••
At current firm
17 y
since Jul 23, 2009
In the industry
27 y
since Apr 9, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 23, 2009 · Manasquan, Nj
- W•••• F•••• A••••••• wirehouseMar 9, 2005 to Jul 6, 2009 · Livingston, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 3, 2002 to Mar 24, 2005 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jul 6, 2009, registered Jul 23, 2009 (17 days) · Wirehouse to affiliated broker-dealer or bank
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Mar 24, 2005, registered Mar 9, 2005 (-15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address