DFX Intelligence
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Registered advisor
A••• C• H••••
Feed of 09/14/2026
At current firm
3 y
since Feb 2, 2023
In the industry
27 y
since Mar 18, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Feb 2, 2023 · Gainesville, Fl
- A•• W••••• M••••••••• unclassifiedOct 7, 2021 to Jan 20, 2023 · Gainesville, Fl
- A••••• A•• P••••••• S••••••• BD affiliatedMay 22, 2014 to Mar 4, 2021 · Tampa, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 22, 2011 to Apr 16, 2014 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- A•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Jan 20, 2023, registered Feb 2, 2023 (13 days) · Other
- A••••• A•• P••••••• S••••••• to A•• W••••• M•••••••••left Mar 4, 2021, registered Oct 7, 2021 (217 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Apr 16, 2014, registered May 22, 2014 (36 days) · Other
Signals
- ••• LockedJan 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address