DFX Intelligence
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Registered advisor
C•••••• B•••••••••
Feed of 09/14/2026
Also filed as C•••••• M•••••• B•••••••••
At current firm
4 y
since Jun 21, 2022
In the industry
26 y
since Jan 3, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jun 21, 2022 · La Jolla, Ca
- W•••• F•••• A••••••• wirehouseJun 22, 2017 to Jun 29, 2022 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Jun 29, 2022, registered Jun 21, 2022 (-8 days) · Wirehouse to wirehouse
Signals
- ••• LockedJun 29, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address