DFX Intelligence
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Registered advisor
P••• J••• P••••• A•••••••••
Feed of 09/15/2026
At current firm
3 y
since Aug 10, 2023
In the industry
27 y
since Feb 1, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 10, 2023 · Woodbury, Mn
- S••••••• F•••••••• S•••••••• I••• formerJan 15, 2014 to Aug 10, 2023 · St. P•••, Mn
- C•• S••••••••• L•• formerJan 15, 2014 to Oct 19, 2021 · St P•••, Mn
Moves
a registration end followed by a registration begin elsewhere
- S••••••• F•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 10, 2023, registered Aug 10, 2023 (0 days) · corporate re-registration, not a move
- C•• S••••••••• L•• to S••••••• F•••••••• S•••••••• I•••left Oct 19, 2021, registered Jan 15, 2014 (-2834 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address