DFX Intelligence
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Registered advisor
M•••••• E••••• N•••
Feed of 09/15/2026
At current firm
13 y
since Sep 5, 2013
In the industry
26 y
since Oct 22, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Sep 5, 2013 · Littleton, Co
- C•••••• S••••• • C••• I••• national BDOct 27, 2006 to Oct 30, 2006 · Englewood, Co
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••left Oct 30, 2006, registered Sep 5, 2013 (2502 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address