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Registered advisor
P••••••• A• W••••
Feed of 09/15/2026
Also filed as P••••••• W••••••••• A•• K••••••••• A• K••••••••• K••••••••• A• D•••••
At current firm
19 y
since Jul 18, 2007
In the industry
22 y
since Dec 23, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 18, 2007 · Greenville, Sc
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 30, 2005 to Aug 8, 2006 · Charlottesville, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 3, 2004 to Apr 5, 2005 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to W•••• F•••• A•••••••left Aug 8, 2006, registered Jul 18, 2007 (344 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Apr 5, 2005, registered Jun 30, 2005 (86 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address