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Registered advisor

W•••••• G••••• N•••••

A••••• A•• P••••••• S•••••••BD affiliatedVictor, Ny dual registrantIAPD 3204612
Feed of 09/14/2026
Also filed as W•••••• G• N•••••
At current firm
5 y
since May 25, 2021
In the industry
27 y
since May 7, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • U•••• F•••••••• S••••••• G••••• I••• unclassified
    Apr 18, 2007 to Jun 21, 2010 · Fairport, Ny
  • A• G• E•••••• • S•••• I••• unclassified
    Apr 22, 2005 to Mar 26, 2007 · Pittsford, Ny
Moves
a registration end followed by a registration begin elsewhere
  • U•••• F•••••••• S••••••• G••••• I••• to A••••• A•• P••••••• S•••••••
    left Jun 21, 2010, registered May 25, 2021 (3991 days) · Other
  • A• G• E•••••• • S•••• I••• to U•••• F•••••••• S••••••• G••••• I•••
    left Mar 26, 2007, registered Apr 18, 2007 (23 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
27derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address