DFX Intelligence
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Registered advisor
J••••••• J•• B•••••
Feed of 09/15/2026
Also filed as J••••••• J•• A••••••••• J•• A••••••••• J•• A••••••••• J•• A•••••
At current firm
14 y
since Jan 17, 2012
In the industry
23 y
since Aug 28, 2003 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 17, 2012 · Grand Rapids, Mn
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jan 19, 2012 · Grand Rapids, Mn
- W•••• F•••• I••••••••• L•• unclassifiedFeb 24, 2006 to Jan 3, 2011 · Hibbing, Mn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 19, 2012, registered Jan 17, 2012 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address